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Monday, October 31, 2011

Romad's woes highlight flaws in financial services licensing

Romad's woes highlight flaws in financial services licensing In an attempt to clean up the gaping holes in the financial services licence system and weaknesses in the legislation, the corporate regulator has made a meal of a company that was subletting its licence to companies that were flouting the law. ... Romad's woes highlight flaws in financial services licensing

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